Political Science: Class 11 (Book 2) — Chapter 3: Election and Representation
Introduction & Relationship Between Elections and Democracy
Elections and democracy are deeply intertwined. The rules governing elections are not merely administrative details but constitutional choices that shape the nature of democratic representation and power dynamics.
Conceptual Definition & Characterization Matrix
|
Core Political Concept
|
Baseline Definition / Entitlement
|
Source of Authority / Basis
|
Democratic Function & Purpose
|
|
Direct Democracy
|
Citizens directly participate in day-to-day decision-making and running of the government.
|
Ancient Greek city-states, modern
Gram Sabhas
.
|
Ensures immediate, unmediated popular sovereignty for small populations.
|
|
Indirect / Representative Democracy
|
Citizens elect representatives to govern, administer, and make laws on their behalf.
|
Constitutional provisions of large modern nation-states.
|
Enables democratic governance across vast populations and large geographical territories.
|
|
Democratic Elections
|
Elections conducted under free, fair, transparent, and impartial rules where all adult citizens can participate.
|
Constitutional guarantees, independent election machinery.
|
Legitimizes authority, ensures peaceful transition of power, and reflects popular will.
|
|
Non-Democratic Elections
|
Electoral processes manipulated by rulers to present a democratic facade without threatening their power.
|
Authoritarian decrees, controlled political environments.
|
Co-opts opposition, misleads international observers, and consolidates authoritarian rule.
|
Constitutional Rules Governing Elections
To ensure elections are democratic, basic rules must be written into the
Constitution
so they cannot be easily altered by the government of the day. These rules answer five critical questions:
-
Who is eligible to vote?
(Determines the extent of the franchise).
-
Who is eligible to contest?
(Determines the openness of political competition).
-
Who is to supervise elections?
(Ensures the impartiality of the electoral machinery).
-
How do the voters choose their representatives?
(Defines the electoral system).
-
How are the votes to be counted and representatives elected?
(Defines the translation of votes into seats).
Narrative Case Study: Cartoon Analysis on Electoral Chaos
"They say elections are a carnival of democracy. But this cartoon depicts chaos instead. Is this true of elections always? Is it good for democracy?" (Cartoon from 17 February 1957 by Shankar, depicting a chaotic crowd during the early general elections in India).
Political Analysis & Systemic Significance:
While elections can appear chaotic, noisy, and highly competitive, this "chaos" represents the vibrant mobilization of diverse social groups. In a deeply stratified society like India, electoral campaigns provide a platform for marginalized communities to assert their presence, voice demands, and challenge established power hierarchies. Thus, what appears as administrative chaos is often the process of democratic politicization and empowerment.
The First Past the Post (FPTP) System
The
First Past the Post (FPTP)
system, also known as the
Plurality System
, is the electoral method used in India for elections to the Lok Sabha and State Legislative Assemblies.
Mechanics of the FPTP System
-
The entire country is divided into small geographical units called
constituencies
(e.g., 543 constituencies for Lok Sabha).
-
Each constituency elects exactly
one representative
(single-member constituencies).
-
Voters cast their vote for a
specific candidate
, not a political party.
-
The candidate who secures the
highest number of votes
in a constituency is declared elected.
-
Critical Feature:
The winning candidate does not need to secure a majority (more than 50%) of the total votes cast; they simply need more votes than any other individual candidate.
Case Study: The Lok Sabha Elections of 1984
The 1984 Lok Sabha election serves as a dramatic historical example of how the FPTP system can create a massive discrepancy between the percentage of votes a party receives and the percentage of seats it wins.
|
Political Party
|
Percentage of Votes (%)
|
Seats Won (out of 543)
|
Percentage of Seats (%)
|
|
Congress
|
48.0%
|
415
|
76.4%
|
|
BJP
|
7.4%
|
2
|
0.36%
|
|
Janata
|
6.7%
|
10
|
1.84%
|
|
Lok Dal
|
5.7%
|
3
|
0.55%
|
|
CPI (M)
|
5.7%
|
22
|
4.05%
|
|
Telugu Desam
|
4.1%
|
30
|
5.52%
|
|
DMK
|
2.3%
|
2
|
0.36%
|
|
AIADMK
|
1.6%
|
12
|
2.21%
|
|
Akali Dal
|
1.0%
|
7
|
1.28%
|
|
AGP
|
1.0%
|
7
|
1.28%
|
Systemic Analysis:
The Congress party won four-fifths (over 80%) of the seats in Parliament with only 48% of the popular vote. Conversely, the BJP secured 7.4% of the votes but won only 2 seats. This occurs because, under FPTP, votes cast for losing candidates in every constituency go entirely "wasted," allowing a party with a broad but non-majority support base to sweep the seats.
The Proportional Representation (PR) System
Under the
Proportional Representation (PR)
system, political parties receive seats in the legislature in direct proportion to the share of popular votes they secure nationwide or region-wide.
Variations of the PR System
-
Single National Constituency:
The entire country is treated as a single constituency. Seats are allocated to parties based on their national vote share. Parties fill these seats from a pre-declared preference list of candidates.
Examples: Israel, Netherlands.
-
Multi-Member Constituencies:
The country is divided into large geographical, multi-member constituencies. Each party declares a list of candidates for each constituency and wins seats in proportion to its vote share in that specific region.
Examples: Argentina, Portugal.
Case Study: Proportional Representation in Israel
Israel uses a highly proportional system of election to its legislature, the
Knesset
, which takes place every four years. A party must cross a minimum threshold of 3.25% of the total votes to be eligible for seat allocation.
|
Name of List (Party)
|
% of Total Votes (2015)
|
Number of Seats Won (out of 120)
|
|
Likud
|
23.40%
|
30
|
|
Zionist Camp
|
18.67%
|
24
|
|
Joint List (Hadash, Balad, Ta'al, Mada)
|
10.61%
|
13
|
|
Yesh Atid
|
8.82%
|
11
|
|
Kulanu
|
7.49%
|
10
|
|
Habayit Hayehudi
|
6.74%
|
8
|
|
Shas
|
5.74%
|
7
|
|
Yisrael Beitenu
|
5.10%
|
6
|
|
United Torah Judaism
|
4.99%
|
6
|
|
Meretz (Israel's Left)
|
3.93%
|
5
|
|
Other Parties
|
4.51%
|
0
|
|
Total
|
100%
|
120
|
Systemic Analysis:
This system allows even very small parties with a highly dispersed support base to find representation in the Knesset. However, it frequently leads to highly fragmented legislatures and the necessity of multi-party coalition governments, which can be politically unstable.
Systemic Comparison: FPTP vs. PR
The choice between FPTP and PR involves trade-offs between simplicity, government stability, and mathematical fairness of representation.
Comparison Matrix of FPTP and PR Systems
|
First Past the Post (FPTP)
|
Proportional Representation (PR)
|
|
The country is divided into small geographical units called constituencies or districts.
|
Large geographical areas are demarcated as constituencies; the entire country may be a single constituency.
|
|
Every constituency elects one representative.
|
More than one representative may be elected from one constituency (multi-member).
|
|
Voter votes for a specific candidate.
|
Voter votes for a political party.
|
|
A party may get more seats than its proportion of votes in the legislature.
|
Every party gets seats in the legislature in strict proportion to the percentage of votes it receives.
|
|
Candidate who wins the election may not get a majority (50% + 1) of votes.
|
Candidate/Party who wins the elections must secure a majority or a specific quota of votes.
|
|
Examples:
United Kingdom, India.
|
Examples:
Israel, Netherlands.
|
Why India Adopted the FPTP System
The framers of the Indian Constitution chose the FPTP system for several compelling reasons:
-
Simplicity:
The system is extremely simple to understand for common voters who may have no specialized knowledge of politics or formal education. Voters simply choose a candidate.
-
Clear Choice of Candidates:
Unlike PR where voters choose abstract party lists, FPTP offers a clear choice between specific candidates. Voters know exactly who their local representative is and can hold them directly accountable.
-
Government Stability:
PR systems often result in fragmented legislatures and unstable coalition governments. FPTP generally rewards the largest party with "bonus seats," helping it secure a clear majority to form a stable government.
-
Social Integration:
FPTP encourages political parties to build broad, inclusive coalitions of different social groups to win a constituency. In a highly diverse country like India, a PR system would encourage each community to form its own exclusive, narrow, nation-wide party, deepening social cleavages.
Proportional Representation in India: Rajya Sabha Elections
While India uses FPTP for direct popular elections, it has adopted a complex variant of the PR system, known as the
Single Transferable Vote (STV)
system, for indirect elections to the
Rajya Sabha
, the President, the Vice President, and State Legislative Councils (
Vidhan Parishads
).
Mechanics of the Rajya Sabha STV System
-
Every State has a specific quota of seats in the Rajya Sabha.
-
The electors are the Members of the Legislative Assembly (
MLAs
) of that State.
-
Voters (MLAs) rank the candidates in order of preference (1, 2, 3, etc.) on their ballot paper.
-
To be declared a winner, a candidate must secure a minimum threshold of votes, known as the
Quota
.
The Quota Formula
The quota of votes required to win is calculated using the following mathematical formula:
$$\text{Quota} = \left( \frac{\text{Total Votes Polled}}{\text{Total Number of Candidates to be Elected} + 1} \right) + 1$$
Hypothetical Calculation (Rajasthan Rajya Sabha Election):
-
Total MLAs in Rajasthan (Voters) = 200
-
Seats to be filled (Candidates to be elected) = 4
-
$$\text{Quota} = \left( \frac{200}{4 + 1} \right) + 1 = \left( \frac{200}{5} \right) + 1 = 40 + 1 = 41 \text{ votes}$$
The Counting Process:
First-preference votes are counted. If a candidate secures 41 or more first-preference votes, they are declared elected. If the required number of candidates do not reach the quota, the candidate with the lowest number of first-preference votes is eliminated, and their votes are transferred to the remaining candidates based on the second preferences marked on those ballot papers. This process of elimination and transfer continues until all seats are filled.
Reservation of Constituencies
Under the FPTP system, dominant social groups can easily win elections in every constituency, leaving oppressed and minority social groups completely unrepresented. To prevent this, the Indian Constitution introduced the system of
Reserved Constituencies
.
Separate Electorates vs. Reserved Constituencies
-
Separate Electorates:
A system introduced by the British colonial government where only voters belonging to a particular community could vote to elect a representative from that community. This was rejected by the Constituent Assembly because it divided the nation and prevented social integration.
-
Reserved Constituencies:
A democratic system where all voters in a constituency are eligible to vote, but only candidates belonging to the specific reserved community (SC or ST) can contest the election. This ensures representation while maintaining electoral unity.
Constituent Assembly Perspectives
Profile: Tajamul Husain (Constituent Assembly Debate, 26 May 1949)
-
Role & Affiliation:
Member of the Constituent Assembly of India.
-
Ideological Contributions:
Strongly opposed separate electorates and reservation of seats for religious minorities (specifically Muslims).
-
Key Argument:
"Separate electorates have been a curse to India, have done incalculable harm to this country... We (Muslims) want to merge in the nation... keep your hands off reservation for the Muslim community." He argued that reservation for religious minorities would isolate them from the mainstream.
Profile: Jaipal Singh (Constituent Assembly Debate, 27 August 1947)
-
Role & Affiliation:
Representative of the Adivasis (Scheduled Tribes) in the Constituent Assembly.
-
Ideological Contributions:
Championed the rights of indigenous peoples and demanded reservation of seats in legislatures.
-
Key Argument:
Pointed out that under colonial rule, Adivasis were isolated "as if in a zoo." He rejected separate electorates but insisted on reserved seats to ensure that the voice of the Scheduled Tribes was heard in the legislatures, noting that under the 1935 Act, there were only 24 Adivasi MLAs out of 1,585 across India, and none at the Centre.
Constitutional Provisions for SC and ST Reservations
-
The Constitution provides reservation of seats in the Lok Sabha and State Legislative Assemblies for the
Scheduled Castes (SC)
and
Scheduled Tribes (ST)
.
-
This provision was initially made for 10 years, but has been extended through successive constitutional amendments up to
2030
.
-
The number of reserved seats is in direct proportion to their share in the total population of India.
-
Current Allocation (as of 26 January 2019):
Out of 543 elected seats in the Lok Sabha,
84
are reserved for Scheduled Castes and
47
are reserved for Scheduled Tribes.
The Delimitation Commission
The decision of which constituency is to be reserved is taken by an independent, statutory body called the
Delimitation Commission
.
-
Appointment:
Appointed by the President of India; works in close collaboration with the Election Commission of India.
-
Mandate:
To draw and redraw the boundaries of constituencies all over the country based on census data.
-
Methodology for ST Reservation:
The Commission identifies constituencies that have the highest proportion of Scheduled Tribe population and reserves them for ST.
-
Methodology for SC Reservation:
The Commission looks for constituencies with a high proportion of Scheduled Caste population. However, unlike STs, the SC population is spread evenly across the country. Therefore, the Commission selects constituencies with higher SC populations but distributes them across different regions of the State, rotating them during each delimitation exercise.
Women's Reservation (Nari Shakti Vandan Adhiniyam, 2023)
-
While reservation for women was long established in rural and urban local bodies (one-third of all seats), it was absent at the state and national legislative levels for decades.
-
The passage of the
Nari Shakti Vandan Adhiniyam (Women's Reservation Act, 2023)
formally amended the Constitution to provide a one-third (33%) reservation of seats for women in the Lok Sabha and State Legislative Assemblies (Vidhan Sabhas).
Free and Fair Elections: Franchise and Candidacy
A true democracy requires that the electoral process is open, inclusive, and free from arbitrary restrictions on who can vote and who can contest.
Universal Adult Franchise
-
All adult citizens of the country, regardless of gender, caste, class, religion, or educational qualification, are entitled to vote. This is known as
Universal Adult Franchise
.
-
The 1989 Amendment:
Till 1989, the voting age in India was 21 years. The
61st Constitutional Amendment Act of 1989
reduced the eligibility age to
18 years
, expanding the democratic electorate to include younger citizens.
-
This system is consistent with the principle of equality and non-discrimination, reflecting the Constituent Assembly's deep faith in the wisdom of the common citizen.
Right to Contest Elections
Every citizen has the right to stand for election and become a representative of the people, subject to certain constitutional and legal requirements:
-
Age Requirements:
To contest elections to the Lok Sabha or State Assembly, a candidate must be at least
25 years old
. (Other offices have different requirements, e.g., 30 years for Rajya Sabha, 35 years for President).
-
Legal Disqualifications:
There is a legal provision that any person who has undergone imprisonment for
two or more years
for any offense is disqualified from contesting elections.
-
No Discriminatory Barriers:
There are absolutely no restrictions based on income, education, class, or gender on the right to contest elections.
The Independent Election Commission of India
To ensure that elections are conducted in a free, fair, and impartial manner, the Indian Constitution provides for an independent constitutional authority to supervise and conduct the entire process.
Article 324: The Constitutional Mandate
"The superintendence, direction and control of the preparation of the electoral rolls for, and the conduct of, all elections to Parliament and to the Legislature of every State and of elections to the offices of President and Vice-President held under this Constitution shall be vested in a Commission (referred to in this Constitution as the Election Commission)."
Political Analysis & Systemic Significance:
Article 324 is a crucial safeguard. By vesting the "superintendence, direction, and control" of all national and state-level elections in an independent
Election Commission (EC)
, the Constitution insulates the electoral machinery from executive interference and political pressure from the ruling party.
Structure and Composition of the Election Commission
-
State-Level Assistance:
The EC of India is assisted by a
Chief Electoral Officer (CEO)
in every State.
-
Exclusion of Local Body Elections:
The EC of India is
not
responsible for conducting local body (Panchayat and Municipality) elections. These are conducted independently by the
State Election Commissions
, which function completely independently of the EC of India.
-
Evolution from Single-Member to Multi-Member Body:
-
Until 1989, the Election Commission was a
single-member body
consisting only of the Chief Election Commissioner (CEC).
-
Just before the 1989 general elections, two Election Commissioners were appointed, making it a multi-member body. It reverted to a single-member status shortly after.
-
In
1993
, two Election Commissioners were once again appointed, and the Commission has remained a
three-member body
ever since.
-
Decision-Making:
The CEC presides over the Commission but does not possess more power than the other two Commissioners. All decisions are taken collectively as a body, either unanimously or by a majority vote.
Tenure, Appointment, and Removal Safeguards
-
Appointment:
The CEC and Election Commissioners are appointed by the President of India on the advice of the Council of Ministers.
-
Tenure:
They are appointed for a term of
six years
or until they attain the age of
65 years
, whichever is earlier.
-
Removal of the CEC:
To prevent the ruling party from removing a non-compliant CEC, the Constitution provides the CEC with the same security of tenure as a Supreme Court Judge. The CEC can only be removed before the expiry of their term by the President if both Houses of Parliament pass a resolution to that effect with a
Special Majority
(two-thirds majority of those present and voting, and a simple majority of the total membership of the House).
-
Removal of Election Commissioners:
The other two Election Commissioners can be removed by the President of India, but only on the formal recommendation of the CEC.
Functions of the Election Commission of India
The EC performs a wide range of critical administrative, advisory, and quasi-judicial functions:
-
Preparation of Voters' Lists:
Supervises the preparation and continuous update of the electoral rolls to ensure they are free of errors, duplicate entries, or omissions.
-
Scheduling of Elections:
Determines the entire election schedule, including the notification of elections, dates for filing nominations, scrutiny, withdrawal, polling, counting, and declaration of results.
-
Enforcement of the Model Code of Conduct:
Implements a strict
Model Code of Conduct (MCC)
for political parties and candidates to ensure a level playing field. It can postpone or cancel elections in any constituency if the atmosphere is vitiated.
-
Recognition of Political Parties:
Accords formal recognition to political parties (as National or State parties) and allots unique election symbols to them.
-
Control over Administrative Machinery:
During the election period, the EC has full administrative control over all government employees assigned to election duty. It can transfer, suspend, or take disciplinary action against any officer failing to act in an impartial manner.
Electoral Reforms
While the Indian electoral system has been highly successful, it faces several structural challenges, including the influence of money, muscle power, casteism, and communalism. Various commissions and scholars have proposed key reforms.
Key Suggestions for Electoral Reform
-
Systemic Change:
Transition from the FPTP system to a suitable variant of the
Proportional Representation (PR)
system to ensure that seats won by parties align closely with their actual popular vote share.
-
Curbing Money Power:
Introduce state funding of elections, where election expenses are paid by the government out of a special public fund, to reduce the influence of corporate money and wealthy candidates.
-
Decriminalization of Politics:
Bar candidates with pending criminal cases from contesting elections, even if their appeals are pending before a court of law.
-
Banning Identity Appeals:
Enforce a complete and strict ban on the use of caste, religious, or communal appeals during election campaigns.
-
Regulating Political Parties:
Pass a law to regulate the internal functioning of political parties, ensuring inner-party democracy, transparency in funding, and regular organizational elections.
Non-Legal and Societal Reforms
Legal reforms alone cannot clean up the electoral process. True reform requires active democratic citizenship:
-
Vigilant Electorate:
Citizens must be politically conscious, active, and refuse to be swayed by short-term inducements, cash, or identity-based appeals.
-
Role of Civil Society:
Non-governmental organizations, voluntary groups, and independent media must act as watchdogs, monitoring candidate backgrounds, campaign spending, and exposing electoral malpractices.
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